Course Catalogs

Finance (FIN)

FIN 200  Selected Topics  (1-6 Credits)  
Management  
Exploration of a topic (to be determined) not covered by the standard curriculum but of interest to faculty and students in a particular semester.
Repeatable  
FIN 256  Principles of Finance  (3 Credits)  
Management  
Principles and foundations of finance: time value of money, capital budgeting techniques, uncertainty and the risk/return trade-off, security market efficiency, cost of capital. Students may not receive credit for both FIN 256 and FIN 301.
Prereq: ECN 101 and (MAS 261 or MAT 122 or MAT 221) Coreq: ACC 252  
FIN 270  Experience Credit  (1-6 Credits)  
Management  
Participation in a discipline or subject related experience. Student must be evaluated by written or oral reports or an examination. Permission in advance with the consent of the department chairperson, instructor, and dean. Limited to those in good academic standing.
Repeatable  
FIN 280  International Course  (1-12 Credits)  
Management  
Offered through SUAbroad by educational institution outside the United States. Student registers for the course at the foreign institution and is graded according to that institution's practice. SUAbroad works with the S.U. academic department to assign the appropriate course level, title, and grade for the student's transcript.
Repeatable  
FIN 290  Independent Study  (1-6 Credits)  
Management  
Exploration of a problem, or problems, in depth. Individual independent study upon a plan submitted by the student. Admission by consent of supervising instructor(s) and the department.
Repeatable  
FIN 300  Selected Topics  (1-6 Credits)  
Management  
Exploration of a topic (to be determined) not covered by the standard curriculum but of interest to faculty and students in a particular semester.
Repeatable  
FIN 301  Essentials of Finance  (3 Credits)  
Management  
Introduction to basics of finance: time value of money, capital budgeting techniques, uncertainty and the risk/return trade-off, security market efficiency, cost of capital. Students may not receive credit for both FIN 301 and FIN 256.
Prereq: ACC 151 or 201  
FIN 345  Financial Management  (3 Credits)  
Management  
Problems and procedures of financial management encountered in normal operations of a corporation. Planning and controlling working capital needs. Capital budgeting. Financial capital needs. Dividend and expansion policies.
Prereq: FIN 256 or 301; Coreq: MAS 362 or BUA 345  
FIN 346  Investments  (3 Credits)  
Management  
Analytical framework for investment decision making. Principles and techniques of analyzing industries and companies, managing specific portfolios.
Prereq: FIN 256 or 301; Coreq: MAS 362 or BUA 345  
FIN 355  Money & Banking  (3 Credits)  
Management  
General principles: organization and control of the banking system, commercial bank functions and operations, organization and operation of the Federal Reserve System, and monetary theory and policy.
FIN 378  Financial Planning  (3 Credits)  
Management  
Introduction to financial planning concepts, including analysis of personal financial statements, tax planning, credit management, retirement planning, estate planning, and insurance planning. Students may not receive credit for both FIN 378 and ECN 305.
Prereq: FIN 256 or 301  
FIN 380  International Course  (1-12 Credits)  
Management  
Offered through SUAbroad by educational institution outside the United States. Student registers for the course at the foreign institution and is graded according to that institution's practice. SUAbroad works with the S.U. academic department to assign the appropriate course level, title, and grade for the student's transcript.
Repeatable  
FIN 400  Selected Topics  (1-6 Credits)  
Management  
Exploration of a topic (to be determined) not covered by the standard curriculum but of interest to faculty and students in a particular semester.
Repeatable  
FIN 451  China's Economy and Financial System  (3 Credits)  
Management  
Cross-listed with IRP 351  
Double-numbered with FIN 651  
The nature of China's economic and financial environment. History and significance of China's reforms. China's economic relations and importance to global finance.
Repeatable 6 times for 3 credits maximum  
Prerequisite FIN 256 or FIN 301  
Shared Competencies: Civic and Global Responsibility  
FIN 452  Working Capital Management  (3 Credits)  
Management  
Double-numbered with FIN 652  
Introduction to corporate financial decision-making related to daily operations, including balanced scorecard use, financial forecasting, management of current assets and liabilities, international issues, and use of information technology. Case studies are emphasized. Additional work required of graduate students.
Prereq: FIN 256 or FIN 301  
FIN 453  New and Emerging Markets  (3 Credits)  
Management  
Cross-listed with INB 453  
Analysis of the business, economic, and financial environment of emerging markets. Portfolio investment and corporate finance in emerging markets.
Prereq: FIN 256 or 301  
FIN 454  Financial Analytics  (3 Credits)  
Management  
Introduction to downloading, preparing and using historical data on financial securities using RStudio. Modern analytical methods for decision-making in investment management and the financial industry. Topics include Capital Asset Pricing Model, portfolio diversification and optimization, and machine learning for financial classification and regression problems.
Prereq: BUA 345, FIN 256  
FIN 457  Internatl Financial Manag  (3 Credits)  
Management  
Exchange rate, determination and forecasting, currency exposure management, international capital budgeting, cost of capital, international financial markets, currency based derivative markets, international taxation, and banking. Foreign direct investment and theory of the multinational enterprise.
Prereq: FIN 256 or 301  
Shared Competencies: Civic and Global Responsibility  
FIN 458  Fin Instns/Portfolio Mgmt  (3 Credits)  
Management  
Goals, practices, and problems of various investing institutions. Modern portfolio theories and techniques.
Prereq: FIN 346  
FIN 459  Introduction to Derivatives  (3 Credits)  
Management  
Double-numbered with FIN 659  
Pricing, market structure, hedging, trading strategies, arbitrage relationships, and applications to corporate securities for options and futures contracts, swaps, and other derivative instruments. Additional work required of graduate students.
Prereq: FIN 256 or 301  
FIN 460  Fixed Income Securities  (3 Credits)  
Management  
Overview of the major institutions, organizations and investors. Recent developments in fixed income. Traditional debt instruments and fixed income derivatives. Valuation and determinants of risk and return of fixed-income securities.
Prereq: FIN 256  
FIN 461  Financial Modeling  (3 Credits)  
Management  
Double-numbered with FIN 761  
Build models for financial statement analysis, valuation, capital budgeting, capital structure, portfolio selection, interest rate risk, option valuation, and other areas of finance using a computer tool such as Microsoft Excel. Additional work required for graduate students.
Prereq: FIN 345 and 346  
FIN 462  Corporate Restructurings  (3 Credits)  
Management  
Addresses techniques related to restructuring and reorganization to help solve business problems, conduct financial analyses and achieve sustained value creation. Covers topics such as mergers and acquisitions, buyouts, rollups, asset sales, equity splits and takeovers. Case-based focus.
Prereq: FIN 345  
FIN 463  Model Building for Investment Banking, Equity Research, and Credit Analysis  (3 Credits)  
Management  
Prereq: ACC 356  
FIN 464  Institutional Trading  (3 Credits)  
Management  
Double-numbered with FIN 664  
The course focuses on the practical aspects and costs of trading, and will facilitate an understanding of the trading problem, including order types, order routing processes and latest developments in securities markets and regulations. Additional work required of graduate students.
Prereq: FIN 256 or FIN 301  
FIN 465  The Securities Market  (3 Credits)  
Management  
Double-numbered with FIN 665  
Role and nature of securities markets in our economy and the needs they serve. Market concept; criteria for studying the effectiveness of securities markets.
Prereq: (FIN 256 or FIN 301) and (MAS 362 or BUA 345)  
FIN 466  Value Investing  (3 Credits)  
Management  
Double-numbered with FIN 666  
The fundamentals of value investing through the analysis of public corporate businesses and the securities and credit instruments they issue. Investment vs. speculation. Real world cases and applications. Additional work required of graduate students.
Prereq: FIN 256 or 301  
FIN 468  Seminar in Finance  (3 Credits)  
Management  
Double-numbered with FIN 668  
Specialized work for advanced students on particular phase or topic in finance. Reading, reports, and thesis.
Prereq: FIN 256 or 301  
FIN 469  Distress Investing  (3 Credits)  
Management  
Double-numbered with FIN 669  
The course prepares you to understand, analyze and evaluate investments in the securities of companies in financial distress. Uses a practical approach to learning as well as hands on experience analyzing actual special situations.
Prereq: FIN 256 or FIN 301  
FIN 470  Experience Credit  (1-6 Credits)  
Management  
Participation in a discipline- or subject-related experience. Students must be evaluated by written or oral reports or an examination. Limited to those in good academic standing.
Repeatable  
FIN 471  Financial Instit & Mkts  (3 Credits)  
Management  
Commercial banks, savings institutions, credit unions, finance companies, investment companies, securities firms, pension funds, insurance companies, bank regulations, bank-off balance sheet activities, interest rate and exchange rate determination, interest rate management in financial institutions, financial markets and instruments, international banking.
Prereq: FIN 256 or 301  
FIN 473  Control Investing  (3 Credits)  
Management  
Double-numbered with FIN 673  
What control investors do and how they do it: friendly and hostile takeovers, leveraged buyouts and other contests for control are covered.
Prereq: FIN 466  
FIN 475  Alternative Investments  (3 Credits)  
Management  
Double-numbered with FIN 675  
Introduction to alternative investments available to professional asset managers, and their characteristics: hedge funds, private equity, structured products, commodities, and real estate and other real assets. Additional work required of graduate students.
Prereq: FIN 256 or FIN 301  
FIN 480  International Course  (1-12 Credits)  
Management  
Offered through SUAbroad by educational institution outside the United States. Student registers for the course at the foreign institution and is graded according to that institution's practice. SUAbroad works with the S.U. academic department to assign the appropriate course level, title, and grade for the student's transcript.
Repeatable  
FIN 490  Independent Study  (1-6 Credits)  
Management  
In-depth exploration of a problem or problems.  Individual independent study upon a plan submitted by the student. Admission by consent of supervising instructor or instructors and the department.
Repeatable  
FIN 499  Honors Capstone Project  (1-3 Credits)  
Management  
Completion of an Honors Capstone Project under the supervision of a faculty member.
Repeatable 3 times for 3 credits maximum